UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM N-6F

 


 

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, (the “Act”) and in connection with such notice submits the following information:

 

Name:

Great Elm Capital Corp.

 

 

Address of Principal Business Office:

200 Clarendon Street, 51st Floor

 

Boston, MA 02116

 

 

Telephone Number:

617-375-3019

 

 

Name and Address of Agent for Service of Process:

Peter Reed

President

 

Great Elm Capital Corp.

 

200 Clarendon Street, 51st Floor

 

Boston, MA 02116

 

The undersigned company hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

 

 

 



 

SIGNATURE

 

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of Boston and the State of Massachusetts on the 24th day of June, 2016.

 

 

 

 

 

 

GREAT ELM CAPITAL CORP.

 

 

 

 

 

 

 

 

By:

/s/ Peter Reed

 

 

 

Name:

Peter Reed

 

 

 

Title:

President

 

 

 

 

 

 

 

 

 

 

Attest:

/s/ Richard Chernicoff

 

 

 

Name:

Richard Chernicoff

 

 

 

Title:

Treasurer